Halifax最新FAQ: 这类投资者不能提出索赔!

文:Summer 2019-02-18 13:39:42
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2019年2月15日,Halifax澳大利亚母公司Halifax Investment Services Pty Ltd更新了FAQ(Frequently Asked Questions)内容,增加了一条问答,即:IB(介绍经纪商)投资者可否根据证券投资者保护公司(SIPC)政策提出赔偿?

下面请看酷外汇小编对Halifax澳大利亚母公司关于此问题的FAQ译文:

Q: Are IB investors able to claim under the Securities Investor Protection Corporation (SIPC) policy?

IB(介绍经纪商)投资者可否根据证券投资者保护公司(SIPC)政策提出赔偿?

A: We have recently received advice from our solicitors which indicates that IB investors are unfortunately unable to claim coverage under the SIPC policy.

最近,我们从律师那里获得的建议表明,很遗憾,IB投资者不能根据SIPC政策索偿。

A: By way of explanation, SIPC is not an insurance company. Rather, SIPC is a US federally mandated corporation which assists to protect and provide coverage to customers on their brokerage accounts, in circumstances where their brokerage firm (who is a SIPC member broker-dealer) becomes insolvent. That is, SIPC will assist where a “member broker-dealer” enters external administration.

具体来说,SIPC并不是指一家保险公司。相反,它是美国联邦政府授权的公司,在客户的经纪公司(SIPC成员经纪-交易商)破产的情况下,协助保护客户经纪账户并向客户提供赔偿。也就是说,当“成员经纪-交易商”进入外部管理程序时,SIPC将提供协助。

A: Interactive Brokers LLC and Halifax America LLC are SIPC members. However, these entities are not subject to the Voluntary Administration.

Interactive Brokers LLC和Halifax America LLC是SIPC的成员。但是,这些实体不受自愿管理影响。

A: Unfortunately, Halifax is not an SIPC member and as a result, investors of Halifax cannot claim under the SIPC policy.

而很遗憾,Halifax(澳大利亚母公司)不是SIPC成员,因此,其投资者不能根据SIPC政策提出索赔

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